GSC's Analyst

Job Overview

• Understand and comply with all relevant policies and procedures issued by the Group
• Communicate clearly with team members and other parts of Global Banking & Markets as required
• Maintain HSBC internal control standards, including timely implementation of internal and external audit points together with issues raised by external regulators.
• Be flexible to support business hours.
• Implement the Group Compliance Policy, as applicable to their role
• Be aware of the Operational Risk scenario associated with their role, and ensure that all actions during their employment with HSBC take account of the likelihood of the operational risk occurring

Responsibilities

• Read & understand Mutual Fund prospectuses, especially from a Credit Risk perspective
• Develop and maintain an understanding of the financial sector in an environment that changes frequently
• Review of funds’ credit limit requirements, undertaking appropriate analysis and preparation of proposals
• Monitor Fund onboarding
• Support additional activities like inbox monitoring, CBID allocation, quality checking, request allocation, and request completion for the team.
• Ability to carry out static data requirements and remediation for the team; primarily on CBID requirements.
• Should support MI report generation and maintenance for the team and proactively take up the responsibility to share the reports with the stakeholders.
• Support regulatory remediation with high levels of quality and productivity.
• Ensure timely receipt of updated Fund NAV monitoring records.
• Provide technical advice and assist Sector Teams as needed.
• Interact extensively with Relationship Managers and other Senior Executives onshore as part of the above activities.
• Completion of regular reporting.
• Ensure that all work is delivered within agreed timeframes and meets the required high-quality standard.
• Proactively suggest and design improvements in process workflow, where applicable.
• Adhering strictly to compliance and operational risk controls in accordance with HSBC and regulatory standards, policies and practices; reporting weaknesses, compliance breaches and operational loss events.
• Support regulatory related projects along with the BAU work.

Requirements

• Bachelor's Degree in Commerce plus Post Graduation in Business, Finance, Economics or equivalent. Additional qualifications that we will look into include Certification from NSE (NCFM Modules) in Mutual Funds, Derivatives, Stock Markets, etc.
• What additional skills will be good to have? (
• Earlier experience in the credit process and mutual fund industry will be added advantage (optional).
• Link to Candidate User Guide:
• You’ll achieve more at HSBC